Directory

With a focus on bridging gaps between decentralized finance (DeFi) and traditional finance (TradFi), the SOMA.finance platform offers digital asset investors the chance to leverage the unique benefits of blockchain technology’s transparency, functionality and speed alongside the protection and security that TradFi offers.

Financial industry executive with over thirty years of experience including, investment banking, private equity investment and corporate management and restructuring.  
Founder and CEO of Tritaurian Capital, Incorporated, a FINRA/SEC registered Broker-Dealer and boutique investment bank based in New York City which has been approved to offer private placement securities utilizing blockchain technology.  Co-founder of FanMint.io, a digital securities issuance platform focused on creators, influencers, and organizations including athletes, sports teams and leagues.  Also a Co-Founder of SOMA.finance, a compliant multi-asset DEX & issuance platform for tokenized equities, crypto assets, STOs, and NFTs
Expertise in founding companies, raising funds for those and other companies through investment grade and high yield debt, equity, and convertible financings, including taking companies public through multiple paths, including IPOs, STOs, direct listings, SPACs, and reverse mergers.  Further expertise in mergers, acquisitions, divestitures, leveraged and management buyouts, business development, restructuring and distressed company situations.  
Experience in a number of industries including aerospace and defense, transportation, natural resources, blockchain, crypto, casinos and gaming, consumer products, retail, chemicals, packaging, food, hand, car and power tools as well as financial sponsors and fintech.

Tritaurian Capital, Incorporated is a FINRA registered broker-dealer specializing in blockchain based finance and investment banking.

Luxor Financial Group, Inc specializes in the formation of Broker Dealers and RIAs. Whether you are buying a Broker Dealer or want to build one, Luxor Financial Group gets the job done. We are experts in New Membership Applications (NMAs/1013s), Continuing Membership Applications (CMAs/1017s), Expansion Filings, Regulatory Inquiries, AML audits, FinOp Services, Business Development, Business Plans, Pro-Forma Financials, Written Supervisory Procedures (WSPs), Anti Money Laundering Procedures (AMLs), Business Continuity Plans (BCPs) and anything involving owning and Operating a Broker Dealer.
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The United Financial Industry Association, Inc (UFIA) was established to provide financial professionals the opportunity to network with each other and to have a unified voice in their industries. The UFIA gives financial professionals the ability to interact with each other and to have their concerns heard through the Association as a group, rather than as a lone individual. 
As a member of the UFIA, you will receive a professional profile along with a personal introductory video on your profile. Additionally, you will have access to current regulatory information, commonly used forms and access to exclusive Member networking events. Members will also receive 1 hour of free regulatory/business development consulting services from our staff as part of their Membership.
 
 

VCS is a New York based FINRA registered broker dealer specializing in Private Placements and General Securities business. 

I am the CEO of the United Financial Industry Association (UFIA). The UFIA was created to give a voice to the financial industry and a platform for financial professionals to interact and exchange information. I hope that all of the UFIA Members will find a positive experience associating with like-minded professionals.