Financial industry executive with over thirty years of experience including, investment banking, private equity investment and corporate management and restructuring.
Founder and CEO of Tritaurian Capital, Incorporated, a FINRA/SEC registered Broker-Dealer and boutique investment bank based in New York City which has been approved to offer private placement securities utilizing blockchain technology. Co-founder of FanMint.io, a digital securities issuance platform focused on creators, influencers, and organizations including athletes, sports teams and leagues. Also a Co-Founder of SOMA.finance, a compliant multi-asset DEX & issuance platform for tokenized equities, crypto assets, STOs, and NFTs
Expertise in founding companies, raising funds for those and other companies through investment grade and high yield debt, equity, and convertible financings, including taking companies public through multiple paths, including IPOs, STOs, direct listings, SPACs, and reverse mergers. Further expertise in mergers, acquisitions, divestitures, leveraged and management buyouts, business development, restructuring and distressed company situations.
Experience in a number of industries including aerospace and defense, transportation, natural resources, blockchain, crypto, casinos and gaming, consumer products, retail, chemicals, packaging, food, hand, car and power tools as well as financial sponsors and fintech.
- Series 7: General Securities Representative
- Series 24: General Securities Principal
- Series 63: State Blue Sky
- Series 79: Investment Banker
- Series 99: Operations Professional
- Investment Banking
- Merger & Aquisition Services
- Oil and Gas
- Private Placements
- Blockchain Securities